By Thomas J. Hine
The correct mind advisor to NASD compliance for Registered Representatives
This booklet tells the exciting tale of Thomas Hine's 22-month NASD arbitration, and the way he utilized undying martial arts rules to construct and shield his wealth advisory perform. The authors mix court docket drama, brilliant anecdotes, analogies, humor, and sensible "how to" recommendation to create the definitive one-stop source for Registered Representatives.
Read or Download NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice PDF
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